Now part of Broadridge, New River, developed a novel data warehouse that services the mutual fund and other financial services companies in meeting their data, documentation and related needs associated with securities law compliance and marketing (e.g. prospectuses, 10-K and other reports). Broadridge is a global technology and operations provider dedicated solely to the financial services industry. The Company delivers technology-driven solutions in capital markets, wealth and investment management. As the pressures of regulation, operational efficiency, and risk migration grow, Broadridge enables our clients to mutualize cost for specific functions or entire operations. Broadridge’s deep domain expertise combined with technology and managed operational services, positions clients to transform and to achieve operational excellence, manage IT complexity, better control risk and develop practical approaches to address regulation. Broadridge is the leading provider of investor communications and technology-driven solutions for wealth management, asset management and capital markets firms. Broadbridge’s Global Technology and Operations unit processes an average of more than $5 trillion in equity and fixed income trades per day, and supports U.S. equities processing for six of the 10 largest global investment banks.
